How to File a Connecticut LLC or Corporation Amendment

Discover how amending your Certificate of Organization or Certificate of Incorporation in Connecticut can safeguard your business’s compliance and long-term success.

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To change, update, or add to the organizing document for your limited liability company (LLC) or corporation, you may need to file a Connecticut Certificate of Amendment. Connecticut uses different terminology than most other states, referring to Articles of Organization as a Certificate of Organization and Articles of Amendment as a Certificate of Amendment. So, what is an amendment, and why would you need to submit one? Let’s take a closer look at the process and learn how we can help.

Amending a Connecticut LLC Certificate of Organization

If you need to make changes to your Connecticut LLC, we’ll show you how in this section. But if you need to update a corporation, please keep scrolling to the section titled “Amending a Connecticut Corporation Certificate of Incorporation” for more information.

Step 1: Determine if you need to amend your Certificate of Organization

In Connecticut, the Certificate of Organization is the form that officially creates an LLC in the state; until this form is filed, an LLC technically doesn’t even exist. This form requires you to provide a lot of information about your business, including:

  • Name for the LLC
  • Principal address and mailing address
  • Name and address of the registered agent
  • Name and address of each member or manager of the LLC
  • Email address for the business
  • North American Industry Classification System (NAICS) code for the business
  • Any provisions you want to add

Generally speaking, if you need to make changes to this information, then you’ll need to file an amendment. This includes business name, address, or principal information changes. However, there are these important exceptions:

If you’re only changing your business’s address, you can file a “Change of Business Address” form either online or by mail. The fee is $50 as of this writing, which is less expensive than the amendment filing fee of $120.

If the only change you’re making is to your LLC’s members or managers, you can file an “Interim Notice of Change of Manager/Member” form online or by mail. The fee is only $20.

If you’re changing your registered agent or registered office, you can’t do that with an amendment. You’ll instead need to file a “Change of Agent” or “Change of Agent’s Address” form online or by mail. Both forms carry a filing fee of $50 as of this writing.

Step 2: Identify and gather the information you want to amend

Connecticut LLCs need to use the Certificate of Amendment form to make changes to their business. This form lets you make a variety of changes, such as your business name, the information for your members or managers, and more. Basically, as long as a change is permitted by law, then you can make it using the Certificate of Amendment.

Before you delve into the paperwork step, it’s helpful to gather the information you’ll need to make your desired changes. For example, if you’re going to be updating your business name, you’ll want to check the spelling of your new name and the designator you want to use. If you’re changing one of the provisions you added, you’ll want to double-check that you have the correct wording so the amendment accomplishes the goal you had in mind.

The form also asks for the current full name of the business and contact information for the person filing the document, so make sure you have that information on hand, too.

Why should I update my Certificate of Organization?

Keeping your business compliant with state business regulations helps it maintain its entitlement to all of its legal benefits as an LLC. When you file your entity as a legal LLC in Connecticut, all information included in your filing becomes public knowledge. If your information changes but you don’t update it, the public may not have accurate contact information.

Are there penalties if I don’t?

If you don’t meet the state’s filing requirements, which include amending your LLC’s Certificate of Organization if necessary, the state won’t issue you a Connecticut Certificate of Legal Existence (also referred to in other states as a Certificate of Good Standing). This certificate is often necessary when working with banks and other financial institutions to secure a loan or open a bank account. Sometimes, vendors won’t enter into an agreement with a company unless it can show it’s in good standing with the state. Additionally, you’ll likely need one if you want to start operating your business in another state. So, inability to get a Certificate of Legal Existence from the Secretary of State’s office can significantly stunt your LLC’s growth.

Step 3: File your Certificate of Amendment with the Secretary of State

Next, it’s time to file your amendment paperwork. You can file this form online through the state’s online filing portal. If you prefer paper forms, you’ll need to download the Certificate of Organization (make sure you get the LLC version), submittable in person or by mail to the Secretary of State’s office. Either way, you’ll need to fill out the form with the information you gathered in Step 2.

At the time of this writing, this form costs $120 to submit. Once your paperwork is processed, your amendment will go into effect.

If you’re changing your business information within 30 days of your annual report’s due date, you can change most of that information in the Connecticut annual report instead of filing an amendment. You can change the following info in your annual report:

  • Business mailing and physical office addresses
  • Registered agent information
  • Names and addresses of managers or members.
  • Business email addresses used to receive notifications and reminders
  • NAICS code

The Connecticut annual report’s filing fee is $80 as of this writing.

Amending a Connecticut Corporation Certificate of Incorporation

Need to make changes to your Connecticut corporation? We’ll show you how in this section.

Step 1: Determine if you need to amend your Certificate of Incorporation

In Connecticut, the Certificate of Incorporation is the form that officially registers a corporation; until this form is processed, a corporation technically doesn’t exist. This form asks for a variety of info about your business, including:

  • Your corporate name
  • The number of shares the corporation may issue
  • A street address for the corporation’s initial registered office
  • The identify of your registered agent
  • The name and address of all incorporators
  • Other provisions you want to include

Generally, if you need to make changes to this information, then you’ll need to file an amendment. However, not all changes can be made by an amendment, and some are cheaper to do with another form:

If you’re changing your registered agent or registered office, you can’t do that with a Certificate of Amendment. You’ll instead need to file a “Change of Agent” or “Change of Agent’s Address” form online or by mail. Both forms carry a filing fee of $50 as of this writing.

If you’re only changing your business’s address, you can file a “Change of Business Address” form either online or by mail. The fee is $50 as of this writing, which is less expensive than the amendment filing fee of $100.

If the only change you’re making is to your corporation’s directors and/or officers, you can file an “Interim Notice of Change of Officer/Director” form online or by mail. The fee is only $20.

Step 2: Identify and gather the information you need to amend

The Certificate of Amendment is the form you’ll use to amend your Certificate of Organization. This form lets you make a variety of changes, including your business name, the shares your corporation issued, and more.

Before you jump into the paperwork process, it’s helpful to gather the information you need to make your desired changes. For example, if you’re going to be updating the shares your corporation can issue, you’ll need to check the number of shares you previously issued along with the totals for each new class of shares and their par values.

The form also asks for some information about your business, including your company name and information about how your amendment was approved. Having all of this information on hand can help streamline your filing process.

Step 3: File your Certificate of Amendment with the Secretary of State

Now it’s time to file your paperwork with the Connecticut Secretary of State. Currently, the state allows you to file online, in person, or by mail. If you use electronic filing, you’ll need to log into the state business filing portal to make your amendment. But if you’re filing a paper form, you’ll have to download the Certificate of Amendment form from the Secretary of State’s website (make sure you get the version for corporations; the form for LLCs is also called a Certificate of Amendment). Either way, you’ll fill in the form with the information you gathered during Step 2.

At the time of this writing, this filing costs $100 to submit. Once this form is processed, your amendment will go into effect.

Connecticut Amendment vs. Restatement of the Certificate of Organization/Certificate of Incorporation

On the Certificate of Amendment form, you have the option to either amend or restate the Certificate of Organization or the Certificate of Incorporation. By amending, you’re changing, adding to, or subtracting from the original Certificate, and the original and amended parts are read together. A restatement replaces the entire original text of the certificate and incorporates the amendments within. 

If you only need to make small adjustments to the Certificate of Organization or Certificate of Incorporation, such as changing the business name, then an amendment may be the best option. However, if more substantial changes are necessary, you might consider restating the certificate entirely. A business law attorney can help you decide what’s best for your business.

In Connecticut, the Certificate of Amendment form is also used to restate the formation Certificate. You simply check the box that indicates whether you’re amending, amending and restating (meaning you’re restating the Certificate with a new amendment), or just restating. The fees, methods, and filing information are the same. 

Remember, with our Worry-Free Compliance service, we can handle filing your Connecticut business amendment. 

Connecticut Amendment vs. Statement of Correction 

If the information on your Certificate of Organization is inaccurate, Connecticut law requires that you file a Statement of Correction. By doing this, you’re not amending anything but rather correcting the record if:

  • The filing was inaccurate
  • The Certificate of Organization was defectively signed
  • The electronic transmission of the Certificate of Organization to the Secretary of State was defective 

Connecticut’s Business Services Division doesn’t provide a form for filing a Statement of Correction, but the statement must:

  • Identify the record to be corrected
  • Specify the inaccuracy or defect to be corrected
  • Correct the inaccuracy or defect
  • Be signed by the person correcting the record

The statement of correction needs to be filed with the Secretary of State. As of this writing, the fee for both LLCs and corporations is $100.

We can help your Connecticut business stay compliant

When it comes time to make changes to your Connecticut LLC or corporation, it’s important to follow the correct procedures by documenting the changes with a Certificate of Amendment. Falling out of compliance with state law can be detrimental to your business. That’s where we come in. If you need support filing an amendment, we’re right here to help with our amendment filing service.

When you choose our Worry-Free Compliance service, we provide more comprehensive support by monitoring your status with the state, alerting you if you’re not in good standing, and helping you with an action plan to get you back on track if you fall out of compliance. We’ll send you reminders about upcoming deadlines and file two yearly amendments if needed. Let us know how we can help. 

FAQ

  • You’re not required to use an attorney to make an amendment. Keep in mind, however, that the Secretary of State’s office can’t provide legal advice, but only answer general filing questions. If you have a legal question, you’ll need to speak with a business attorney.

  • With a Certificate of Amendment, you can change your business name and amend any parts of the original Certificate of Organization or Certificate of Incorporation. You need a different form to change the business address, registered agent’s name or address, and manager/member and director/officer information.

  • No. You have to provide slightly different information in an annual report, and it needs to be filled within the same window of time each year. You file a Certificate of Amendment whenever a change occurs.

  • Filing an amendment only takes minutes once you have all the correct information. Receiving confirmation from the state can take a few days to even weeks depending on the workload that the Secretary of State’s office is dealing with at the time. Filing online is much faster, and often your Certificate of Amendment will be processed within 24 hours.

  • Once accepted, you will receive confirmation from the Secretary of State’s office via mail at the address given on your amendment form.

Disclaimer: The content on this page is for information purposes only and does not constitute legal, tax, or accounting advice. If you have specific questions about any of these topics, seek the counsel of a licensed professional.

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Written by Team ZenBusiness

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